Our Fiduciary Consulting services provide a fully customizable solution offering multiple options to enhance your existing retirement plan. In today's environment, retirement plan sponsors are facing an important challenge; how best to manage their fiduciary liability exposure. iCapital provides consulting services that can help you effectively meet this critical challenge.

If you are satisfied with your current provider but would like to enhance the current offering, our consulting services may be the right solution for your retirement plan.  In this regard, we offer the following:

Fiduciary Services

Accredited Investment Fiduciaries will work with your 401(k) committee to:

  • Review and update your existing Investment Policy Statement
  • Implement a fiduciary workflow management system and assign responsibilities
  • Provide a semiannual Fiduciary Monitoring Report analyzing your plan's investment options
  • Conduct an annual trustee meeting and deliver a Fiduciary Compliance and Plan Performance Report

 

In addition, we provide two customized engagement options:

  • Elite Fiduciary AnalysisTM
  • Consultants Assessment of Fiduciary ExcellenceTM (CAFÉTM)

 

Investment Screening and Asset Allocation Services.

 iCapital's Investment Committee will provide:

  • Quarterly Market and Economic Commentary
  • Screening, evaluation, monitoring and replacement (as needed) of plan investments
  • Prepared trustee and participant communications regarding plan-level investments and replacements
  • Development and monitoring of five risk-based portfolios for participant investment
  • Automatically rebalance these risk-based portfolios at prescribed intervals

 

Participant Services

Qualified financial advisors are available for the following:

  • Group and one-on-one participant enrollment meetings
  • Individual, participant-specific financial education and advice
  • Semi-annual participant educational workshops on topics of your choosing
  • Participant termination, separation and retirement counseling services
  • Technology solutions through online account access and financial planning calculators

 

Request for Proposal (RFP) Design and Management

Our consulting team is available to help:

  • Identify your needs and objectives
  • Design and develop an effective RFP
  • Analyze and benchmark responses to the RFP

Finalize your selection and engage in contract negotiation and implementation